432 Security Blvd., Suite 101
Green Bay, WI 54313
Ongoing through Monday, December 19, 2011
Company: Packerland Brokerage Services
Contact: Zach Kelly, CEO
Phone: 920 662-5900
Email: jobs@packerlandbrokerage.com
Job Description: Packerland Brokerage Services, Inc., a nationally recognized broker/dealer headquartered in Green Bay, Wisconsin, is seeking a qualified candidate to manage the Fund Direct new business submission department. With over 300 Registered Representatives, Packerland is dedicated to working with clients using a financial planning approach. We support our representatives by providing access to a wide variety of products, extensive compliance and due diligence reviews, and uncompromising personalized home office staff support., Duties include: • Management of the department, • Systems enhancement and development, • Suitability review, keeping up to date with FINRA and SEC guidelines and working closely with compliance,, • Customer service management, • A proficient knowledge of the products available through the department.
Job Industry: Financial Services
Employee Type: Full-Time
Manages Others: Yes
Travel Required: None
Base Pay: Commensurate with experience
Education Required: Secruities licenses Series 24, 7, 63, 65/66
Experience Required: • Three to five years of experience in the securities industry., • Securities licenses Series 24, 7, 63, 65/66 are required: (Series 53 helpful but not required)., • A strong understanding for using technology to ensure compliance and to improve processes., • Familiarity with FINRA and SEC rules and regulations., • Strong detail orientation, organizational and prioritization skills., • A high level of integrity and customer service., • Strong written and verbal communications skills related to customer service and leadership., • A college degree is preferred but not required if candidate has significant securities experience
More info: www.packerlandbrokerage.com
Green Bay, WI 54313
Ongoing through Monday, December 19, 2011
Company: Packerland Brokerage Services
Contact: Zach Kelly, CEO
Phone: 920 662-5900
Email: jobs@packerlandbrokerage.com
Job Description: Packerland Brokerage Services, Inc., a nationally recognized broker/dealer headquartered in Green Bay, Wisconsin, is seeking a qualified candidate to manage the Fund Direct new business submission department. With over 300 Registered Representatives, Packerland is dedicated to working with clients using a financial planning approach. We support our representatives by providing access to a wide variety of products, extensive compliance and due diligence reviews, and uncompromising personalized home office staff support., Duties include: • Management of the department, • Systems enhancement and development, • Suitability review, keeping up to date with FINRA and SEC guidelines and working closely with compliance,, • Customer service management, • A proficient knowledge of the products available through the department.
Job Industry: Financial Services
Employee Type: Full-Time
Manages Others: Yes
Travel Required: None
Base Pay: Commensurate with experience
Education Required: Secruities licenses Series 24, 7, 63, 65/66
Experience Required: • Three to five years of experience in the securities industry., • Securities licenses Series 24, 7, 63, 65/66 are required: (Series 53 helpful but not required)., • A strong understanding for using technology to ensure compliance and to improve processes., • Familiarity with FINRA and SEC rules and regulations., • Strong detail orientation, organizational and prioritization skills., • A high level of integrity and customer service., • Strong written and verbal communications skills related to customer service and leadership., • A college degree is preferred but not required if candidate has significant securities experience
More info: www.packerlandbrokerage.com